This official website is maintained by the Claims Administrator supervised by Class Counsel in the action entitled Boston Retirement System v. Uber Technologies, Inc., Case No. 3:19-cv-06361-RS (the “Action”) pending in the United States District Court for the Northern District of California.
PART I – GENERAL INSTRUCTIONS
1. To recover as a member of the Class based on your claims in the class action entitled
Boston Retirement
System v. Uber Technologies, Inc.,
Case No. 3:19-cv-06361-RS (the “Action”), you must complete and, on page
5 below, sign this Proof of Claim and Release form (“Claim Form”). If you fail to submit a timely and properly
addressed (as explained in paragraph 2 below) Claim Form, your claim may be rejected and you may not receive any
recovery from the Net Settlement Fund created in connection with the proposed Settlement of the Action.
Submission of this Claim Form, however, does not ensure that you will share in the proceeds of the Settlement.
2. THIS CLAIM FORM MUST BE SUBMITTED ONLINE AT WWW.UBERIPOSECURITIESLITIGATION.COM NO LATER THAN NOVEMBER 20, 2024 OR, IF MAILED, BE POSTMARKED NO LATER THAN NOVEMBER 20, 2024 ADDRESSED AS FOLLOWS:
4. If you purchased or otherwise acquired Uber’s publicly traded common stock pursuant and/or traceable to the Offering Documents for Uber’s IPO, and were damaged thereby (i.e., you purchased shares during the period from May 10, 2019 through November 5, 2019), and held the stock in your name, you are the beneficial owner as well as the record owner. If, however, you purchased or otherwise acquired Uber’s publicly traded common stock through a third party, such as a brokerage firm, you are the beneficial owner and the third party is the record owner.
5. Use Part I of this form entitled “Claimant Identification” to identify each beneficial owner of Uber publicly traded common stock that forms the basis of this claim, as well as the owner of record if different. THIS CLAIM MUST BE FILED BY THE ACTUAL BENEFICIAL OWNERS OR THE LEGAL REPRESENTATIVE OF SUCH OWNERS.
6. All joint owners must sign this claim. Executors, administrators, guardians, conservators, legal representatives, and trustees must complete and sign this claim on behalf of persons represented by them and their authority must accompany this claim and their titles or capacities must be stated. The Social Security (or taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the claim. Failure to provide the foregoing information could delay verification of your claim or result in rejection of the claim.
7. Use Part III of this form entitled “Schedule of Transactions in Uber’s Publicly Traded Common Stock” to supply all required details of your transaction(s). If you need more space or additional schedules, attach separate sheets giving all of the required information in substantially the same form. Sign and print or type your name on each additional sheet.
8. On the schedules, provide all of the requested information with respect to your purchases or acquisitions of Uber’s publicly traded common stock pursuant and/or traceable to the Offering Documents for Uber’s IPO during the period from May 10, 2019 through November 5, 2019, whether the transactions resulted in a profit or a loss. You must also provide all of the requested information with respect to all of your sales of Uber publicly traded common stock during the requested time periods and shares held after the close of trading on July 18, 2024. Failure to report all such transactions may result in the rejection of your claim.
9. The date of covering a “short sale” is deemed to be the date of purchase or acquisition of Uber’s common stock. The date of a “short sale” is deemed to be the date of sale. Any transactions in Uber common stock executed outside of regular trading hours for the U.S. financial markets shall be deemed to have occurred during the next regular trading session.
10. Copies of broker trade confirmations or other documentation of your transactions must be attached to your claim. Failure to provide this documentation could delay verification of your claim or result in rejection of your claim. THE PARTIES DO NOT HAVE INFORMATION ABOUT YOUR TRANSACTIONS IN UBER’S PUBLICLY TRADED COMMON STOCK.
11. NOTICE REGARDING ELECTRONIC FILES: Certain Claimants with large numbers of transactions may request, or may be asked, to submit information regarding their transactions in electronic files. (This is different than the online claim portal on the case website.) All such Claimants MUST submit a manually signed paper Claim Form whether or not they also submit electronic copies. If you wish to submit your claim electronically, you must contact the Claims Administrator at (877) 390-3460 to obtain the required file layout or visit this site. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues to the Claimant a written acknowledgment of receipt and acceptance of electronically submitted data.
2. THIS CLAIM FORM MUST BE SUBMITTED ONLINE AT WWW.UBERIPOSECURITIESLITIGATION.COM NO LATER THAN NOVEMBER 20, 2024 OR, IF MAILED, BE POSTMARKED NO LATER THAN NOVEMBER 20, 2024 ADDRESSED AS FOLLOWS:
Uber Securities Litigation
c/o A.B. Data, Ltd.
P.O. Box 173070
Milwaukee, WI 53217
I. CLAIMANT IDENTIFICATION
4. If you purchased or otherwise acquired Uber’s publicly traded common stock pursuant and/or traceable to the Offering Documents for Uber’s IPO, and were damaged thereby (i.e., you purchased shares during the period from May 10, 2019 through November 5, 2019), and held the stock in your name, you are the beneficial owner as well as the record owner. If, however, you purchased or otherwise acquired Uber’s publicly traded common stock through a third party, such as a brokerage firm, you are the beneficial owner and the third party is the record owner.
5. Use Part I of this form entitled “Claimant Identification” to identify each beneficial owner of Uber publicly traded common stock that forms the basis of this claim, as well as the owner of record if different. THIS CLAIM MUST BE FILED BY THE ACTUAL BENEFICIAL OWNERS OR THE LEGAL REPRESENTATIVE OF SUCH OWNERS.
6. All joint owners must sign this claim. Executors, administrators, guardians, conservators, legal representatives, and trustees must complete and sign this claim on behalf of persons represented by them and their authority must accompany this claim and their titles or capacities must be stated. The Social Security (or taxpayer identification) number and telephone number of the beneficial owner may be used in verifying the claim. Failure to provide the foregoing information could delay verification of your claim or result in rejection of the claim.
II. IDENTIFICATION OF TRANSACTIONS
7. Use Part III of this form entitled “Schedule of Transactions in Uber’s Publicly Traded Common Stock” to supply all required details of your transaction(s). If you need more space or additional schedules, attach separate sheets giving all of the required information in substantially the same form. Sign and print or type your name on each additional sheet.
8. On the schedules, provide all of the requested information with respect to your purchases or acquisitions of Uber’s publicly traded common stock pursuant and/or traceable to the Offering Documents for Uber’s IPO during the period from May 10, 2019 through November 5, 2019, whether the transactions resulted in a profit or a loss. You must also provide all of the requested information with respect to all of your sales of Uber publicly traded common stock during the requested time periods and shares held after the close of trading on July 18, 2024. Failure to report all such transactions may result in the rejection of your claim.
9. The date of covering a “short sale” is deemed to be the date of purchase or acquisition of Uber’s common stock. The date of a “short sale” is deemed to be the date of sale. Any transactions in Uber common stock executed outside of regular trading hours for the U.S. financial markets shall be deemed to have occurred during the next regular trading session.
10. Copies of broker trade confirmations or other documentation of your transactions must be attached to your claim. Failure to provide this documentation could delay verification of your claim or result in rejection of your claim. THE PARTIES DO NOT HAVE INFORMATION ABOUT YOUR TRANSACTIONS IN UBER’S PUBLICLY TRADED COMMON STOCK.
11. NOTICE REGARDING ELECTRONIC FILES: Certain Claimants with large numbers of transactions may request, or may be asked, to submit information regarding their transactions in electronic files. (This is different than the online claim portal on the case website.) All such Claimants MUST submit a manually signed paper Claim Form whether or not they also submit electronic copies. If you wish to submit your claim electronically, you must contact the Claims Administrator at (877) 390-3460 to obtain the required file layout or visit this site. No electronic files will be considered to have been properly submitted unless the Claims Administrator issues to the Claimant a written acknowledgment of receipt and acceptance of electronically submitted data.